- Active Working Groups
- ATS
- CFTC Large Trader Reporting
- Consolidated Audit Trail
- Cost Basis
- Cybersecurity
- Compliance and Surveillance
- CT Plan
- Digital Asset Securities
- Emerging Technologies
- Electronic Blue Sheets
- Equity Market Regulations
- Financial Risk Regulations
- TRF / ORF
- 24x7 Trading
- Fixed Income Regulations
- Financial Data Transparency Act
- OFR Repo Reporting
- OTC Options Reporting
- Regulatory Reporting Fines
- Rule 605
- SEC Rule 606 and FINRA Rule 6470
- SEC Transition
- SEC Cyber, Reg SCI and Reg S-P
- Section 31 Fee / FINRA Regulatory Transaction Fee
- Securities Lending Transparency
- Short Sales / Reg SHO / Short Reporting
- Tax Information Reporting
- TRACE/RTRS
- Trump Accounts
- TRF Fractional Shares
- Archive Working Groups
- CAT (FIF Archive)
- FATCA (Foreign Account Tax Compliance Act)
- FINRA CARDS
- Large Trader Reporting
- Market Access
- Money Market Reform
- OATS for NMS
- ORF
- Reg E Remittance Transfer
- Regulation NMS
- Short Sale Implementation
- Single Stock Circuit Breaker
- Symbology
- Electronic Blue Sheets (EBS)
- Limit Up-Limit Down
- Mark Up Mark Down
- Large Options Positions Reporting
- Tick Size Pilot
- Retail Execution Quality
- SEC Reg Best Interest
Digital Asset Securities Working Group
The FIF Digital Asset Securities Working Group focuses on proposing regulatory changes to remove current impediments to the efficient trading of digital asset securities.
Chair
Shawn Sloves, Fundamental Interactions