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Comment Letters

FIF Supplemental Comment Letter to the SEC on the SEC’s Rule Proposal to Modernize Rule 605
POSTED Feb 14, 2024
FIF Letter to the SEC on the Requirement for a Routing Firm to Report to CAT the Settings Applied by a Receiving Firm
POSTED Jan 25, 2024
FIF Letter to FINRA Requesting Guidance on Clock Synchronization Requirements for Fixed Income
POSTED Jan 19, 2024
FIF Letter to FINRA on Pass-Through of FINRA CAT Fees
POSTED Dec 15, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on Break-Out of CAT Invoices
POSTED Dec 08, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on Implementation of CAT Billing
POSTED Nov 22, 2023
FIF Letter to the SEC on CAT Reporting for NIA RFQ Responses
POSTED Nov 16, 2023
FIF Presentation to FINRA on Enhancing the Reconciliation Process for Section 31-Related Fees
POSTED Nov 02, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on Data Requested by FIF Members for Reconciliation of CAT Fees
POSTED Oct 26, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on CAT Reporting for NIA RFQ Responses
POSTED Oct 26, 2023
FIF Letter to FINRA Relating to TRACE Reporting and the Trading Activity Fee
POSTED Oct 16, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on CAT Billing Scenarios (submitted October 10, 2023)
POSTED Oct 10, 2023
FIF Comment Letter to the SEC on the Revised Linkage Timeline Rule Proposal by the CAT Plan Participants (submitted September 15, 2023)
POSTED Sep 15, 2023
FIF Letter to FINRA with Comments and Questions on FINRA Rules 6151 and 6470 (Disclosure of Order Routing Information for NMS Securities and OTC Equity Securities)
POSTED Sep 07, 2023
FIF Letter to the SEC on CAT Reporting for NIA RFQ Responses
POSTED Sep 06, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on the July 31, 2023 Updates to the CAT Technical Specifications
POSTED Sep 06, 2023
FIF and SIFMA Joint Comment Letter to the SEC on CAT Costs
POSTED Jul 31, 2023
FIF Supplemental Letter to the CAT Plan Participants and FINRA CAT on CAT Reporting for Non-Executable RFQ Responses
POSTED Jul 18, 2023
FIF Supplemental Comment Letter on the SEC Rule Proposal on Disclosure of Order Execution Information
POSTED Jun 22, 2023
FIF Letter to the SEC Relating to the Retirement of Electronic Blue Sheets and Other Legacy Systems
POSTED Jun 15, 2023