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Comment Letters

FIF Comment Letter to the SEC on the SEC’s Rule Proposal on Cybersecurity for Broker-Dealers and Other Registrants, the SEC’s Proposed Amendments to Regulation SCI, and the SEC’s Proposed Amendments to Regulation S-P
POSTED Jun 05, 2023
Attachment I to FIF Letter to the CAT Plan Participants and FINRA CAT on CAT Reporting for Non-Executable RFQ Responses
POSTED Jun 01, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on CAT Reporting for Non-Executable RFQ Responses
POSTED Jun 01, 2023
FIF Letter to the SEC on CAT Reporting for Non-Executable RFQ Responses
POSTED Jun 01, 2023
FIF Supplemental Comment Letter to the MSRB on the MSRB Proposal to Reduce the Reporting Timeframe for Trades in Municipal Bonds
POSTED Apr 27, 2023
FIF Comment Letter to the SEC on the Rule Proposal by The Options Clearing Corporation to Require Notification of Cybersecurity Incidents
POSTED Apr 26, 2023
FIF Rebuttal Comments to the SEC on the FINRA Rule Filing With the SEC re: Disclosure of Order Routing Information for OTC Equities
POSTED Apr 13, 2023
FIF Comment Letter on the SEC Rule Proposal on Disclosure of Order Execution Information
POSTED Mar 31, 2023
FIF Comment Letter on the SEC’s Order Competition Rule Proposal
POSTED Mar 31, 2023
FIF Comment Letter on the SEC Rule Proposal on Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders
POSTED Mar 31, 2023
FIF Response Letter to the SEC on the FINRA Rule Filing with the SEC re: Disclosure of Order Routing Information for OTC Equities
POSTED Mar 30, 2023
FIF Supplemental Comment Letter on FINRA Rule Filing with the SEC re: Disclosure of Order Routing Information for OTC Equities
POSTED Feb 03, 2023
Draft Request for Exemption Submitted by FIF to the SEC on CAT Reporting of Port Settings by an Order Sender
POSTED Jan 10, 2023
Draft Request for Exemption Submitted by FIF to the SEC on Linkage of Representative Orders to Customer Orders and Linkage of Order Fulfillments to Representative and Principal Orders
POSTED Jan 10, 2023
Draft Exemption Request Relating to Representative Order Linkage Submitted by FIF to the SEC
POSTED Jan 10, 2023
FIF Comment Letter on FINRA Rule Filing with the SEC re: Disclosure of Order Routing Information for OTC Equities
POSTED Dec 20, 2022
FIF Letter to the SEC on CAT Reporting for Verbal Activity
POSTED Dec 16, 2022
FIF Comment Letter on FINRA and MSRB Proposals to Reduce to One Minute the Reporting Timeframe for Trades in Corporate, Agency and Municipal Bonds
POSTED Oct 03, 2022
FIF Comment Letter on OTC Options Reporting
POSTED Sep 21, 2022
FIF Letter to the CAT Operating Committee Relating to Full CAIS Implementation
POSTED Jul 18, 2022