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Comment Letters

FIF Letter to the SEC Relating to the Planned Expansion of Exchange Trading Hours
POSTED Aug 28, 2025
FIF Comment Letter on the Amended Rule Filing by CAT LLC to Remove PII from CAT
POSTED Aug 21, 2025
FIF Letter to the SEC Relating to the Implementation of Rule 605
POSTED Aug 20, 2025
FIF Letter to the SEC Relating to CAT Billing
POSTED Aug 07, 2025
FIF Comment Letter to the SEC in Response to the Rule Filing by FINRA to Expand the TRF Hours of Operation
POSTED Aug 06, 2025
Revised Draft Request for Exemption on CAT Rep Order Linkage Submitted by FIF to the SEC
POSTED Aug 04, 2025
FIF Comment Letter to the SEC on the Proposed Extension of EBS
POSTED Jul 21, 2025
FIF Letter to the SEC on the Draft Technical Specification for the Rule 605 Summary Report
POSTED Jul 17, 2025
FIF Comment Letter to the SEC in Response to the Amended Rule Filing by CAT LLC to Remove PII from CAIS
POSTED Jul 14, 2025
FIF Comment Letter in Response to the Rule Filings by FINRA and the MSRB Relating to the TRACE and RTRS Reporting Timeframes and the Reporting of Allocations to TRACE
POSTED Jul 11, 2025
FIF Comment Letter to the SEC on the FINRA Rule Filing to Amend the FINRA Cost Recovery Fee for CAT
POSTED Jul 10, 2025
FIF Letter to the SEC Relating to the Implementation of Short Position Reporting
POSTED Jun 30, 2025
FIF Letter to the CAT Operating Committee and FINRA CAT Relating to Pre-IPO Orders and Pre-Corporate Action Orders
POSTED Jun 24, 2025
FIF Letter to the CAT Plan Participants Relating to CAT Billing
POSTED Jun 23, 2025
FIF Request for Postponement of Planned Changes to the CAIS Compliance Error Rate Calculation
POSTED Jun 18, 2025
FIF Letter to the SEC and FINRA Relating to the Implementation of SLATE
POSTED Jun 17, 2025
Tenth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jun 17, 2025
Revised Draft Request for Exemption on Rep Order Linkage Submitted by FIF to the SEC
POSTED Jun 12, 2025
Draft FAQs for Rule 606(a) Reporting Submitted by FIF to the SEC
POSTED Jun 12, 2025
Request for Interpretive Guidance on CAT Reporting for the Order Fulfillment Scenario for Equities Where No Representative or Principal Order Exists
POSTED May 30, 2025