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Comment Letters

SR-BATS-2015-108 for Quoting and Trading
POSTED Dec 22, 2015
FIF Comment Letter on SR-FINRA-2015-048
POSTED Dec 16, 2015
FIF Comment Letter on SR-FINRA-2015-047
POSTED Dec 16, 2015
December 11, 2015 - FIF Comment Letter on MSRB 2015-16 and FINRA 15-36 - Confirmation Disclosure of Mark-ups and Pricing Information
POSTED Dec 11, 2015
August 28, 2015 - FIF Tick Size Pilot WG Letter to Plan Participants
POSTED Aug 28, 2015
August 5, 2015 - FIF Comment Letter on SR-FINRA-2015-025
POSTED Aug 05, 2015
FIF Recommendations regarding revisions to Amended CAT NMS Plan Implementation Schedule
POSTED Jul 17, 2015
June 11, 2015 - FIF Comment Letter re: REG-143040-14 and TD 9713
POSTED Jun 11, 2015
May 5, 2015 - FIF Comment Letter on SR-FINRA-2015-008
POSTED May 05, 2015
FIF Comment Letter on FINRA Notice 15-04
POSTED Apr 07, 2015
March 27, 2015 - FIF Large Trader (Rule 13h-1) Exemptive Relief Request
POSTED Mar 27, 2015
FIF Comment Letter on CAT Selection Process NMS Plan Amendment
POSTED Mar 13, 2015
February 20, 2015 - FIF Comment Letter on Reg Notice 14-47 - Proposal to Tighten Business Clock Synchronization Requirements
POSTED Feb 21, 2015
February 20, 2015 - FIF Comment Letter - Reg Notice 14-46
POSTED Feb 21, 2015
February 20, 2015 - FIF Comment Letter - Reg Notice 14-51
POSTED Feb 20, 2015
January 20, 2015 - FIF Comment Letter on MSRB Notice 2014-20 & FINRA Notice 14-52
POSTED Jan 21, 2015
December 22, 2014 - FIF Comment Letter on Tick Size Pilot
POSTED Dec 22, 2014
September 19, 2014 - FIF Comment Letter on MSRB Notice 2014-14
POSTED Sep 19, 2014
July 18, 2014 - FIF Comment Letter II on CBOE-2014-040: Options Tied to Stock
POSTED Jul 19, 2014
June 13, 2014 - FIF Comment Letter on CBOE-2014-040: Options Tied to Stock
POSTED Jun 13, 2014