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Comment Letters

FIF letter to the IRS highlighting concerns with implementation dates for USFIs and FFIs

FIF letter to the SEC regarding implementation considerations with respect to the trading of Mini-Options contracts

FIF Letter to FINRA on the proposed amendments relating to reporting of OTC trades executed in mixed capacity

FIF Letter to the SEC regarding additional comments on the Consolidated Audit Trail

Detailed FIF Comment Letter to IRS on Proposed Cost Basis Regulations for Debt and Options

Initial FIF Comment Letter to IRS on Proposed Cost Basis Regulations for Debt and Options

FIF Letter to the IRS raising concerns regarding 2013 implementation date for Fixed Income basis reporting in light of lack of final regulations and opening a dialogue to understand challenges faced by FIF member firms.

FIF letter to FINRA regarding Testing and Production Concerns on OATS Expansion to NMS Stocks

FIF Comment Letter to the SEC regarding real-time position reporting and transaction reporting on Short Sale Reporting Study required by Dodd-Frank Act Section 417(a)(2)

FIF Letter to the SEC regarding scope/exemptions and implementation considerations/timing on Limit Up-Limit Down

FIF letter to FINRA on implementation issues associated with FINRA Rule 5131 including definition of "commencement of trading", scope of the rule and implementation timing

FIF Letter to the SEC on Addition of Routed Price and Short Sale Exempt Identifier to OATS Route Reports

FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities

FIF Letter to the SEC regarding the proposed Consolidated Audit Trail

FIF Letter to the SEC requesting exemptive relief for the facilitation of Customer or Dealer Sell Short Order as Riskless Principal when Firm's position is Net Long

FIF Letter to the SEC regarding Exchanges and FINRA filings on Clearly Erroneous Executions

FIF Letter to SEC regarding the proposed Large Trader Reporting System