Comment Letters
FIF letter to the IRS highlighting concerns with implementation dates for USFIs and FFIs
FIF letter to the SEC regarding implementation considerations with respect to the trading of Mini-Options contracts
FIF Letter to the SEC regarding additional comments on the Consolidated Audit Trail
Detailed FIF Comment Letter to IRS on Proposed Cost Basis Regulations for Debt and Options
Initial FIF Comment Letter to IRS on Proposed Cost Basis Regulations for Debt and Options
FIF letter to FINRA regarding Testing and Production Concerns on OATS Expansion to NMS Stocks
FIF Letter to the SEC regarding scope/exemptions and implementation considerations/timing on Limit Up-Limit Down
FIF letter to FINRA on implementation issues associated with FINRA Rule 5131 including definition of "commencement of trading", scope of the rule and implementation timing
FIF Letter to the SEC on Addition of Routed Price and Short Sale Exempt Identifier to OATS Route Reports
FIF Letter to the SEC regarding the expansion of OATS to all NMS Securities
FIF Letter to the SEC regarding the proposed Consolidated Audit Trail
FIF Letter to the SEC requesting exemptive relief for the facilitation of Customer or Dealer Sell Short Order as Riskless Principal when Firm's position is Net Long
FIF Letter to the SEC regarding Exchanges and FINRA filings on Clearly Erroneous Executions
FIF Letter to SEC regarding the proposed Large Trader Reporting System