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Comment Letters

December 03, 2007 - FIF Letter to SEC regarding Rule 2231
POSTED Dec 02, 2007
FIF Letter to the SEC regarding NASD’s proposed Rule 2231 to add additional information to non-institutional customer confirmations for trades in TRACE-eligible securities.
August 23, 2007 - FIF Comment on Exchange Symbology Plans
POSTED Aug 22, 2007
FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.
March 30, 2007 - SIFMA/FIF Feedback on NASD Self-Help Modifier
POSTED Mar 29, 2007
Feedback provided to NASD regarding implementation isssues with the Self-Help Modifier
March 28, 2007 - FIF Comment on Nasdaq Symbology Phase 2
POSTED Mar 27, 2007
Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.
March 24, 2007 - FIF Input to SIFMA Memo on NYSE Rule 409(f)
POSTED Mar 24, 2007
FIF input on impact of away market indicators on complying with NYSE Rule 409(f)
February 7, 2007 - FIF Comment Letter on NASD Self-Help Modifier
POSTED Feb 06, 2007
Comment discussing implementation issues with the self-help modifier.
August 24, 2006 - FIF Comment Letter on Proposed OCC Symbology
POSTED Sep 21, 2006
FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative
NASD Corporate Debt Comment Letter
POSTED Apr 26, 2005
FIF Letter to the NASD regarding proposed rules to enhance confirmation disclosure in Corporate Debt Securities.