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Comment Letters

FIF Request for Six-Month Extension of the Current Exemptive Relief Relating to Rep Order Linkage
POSTED May 29, 2025
FIF Letter to the MSRB Relating to Direct Reporting for Municipal Bonds
POSTED May 27, 2025
FIF Comment Letter to FINRA Relating to Short Interest Reporting (in Response to FINRA Regulatory Notice 25-04, Rule Modernization)
POSTED May 15, 2025
FIF Comment Letter on FINRA Rule 6152 (Centralized Reporting of Rule 605 Reports with FINRA)
POSTED May 01, 2025
FIF Letter to the SEC Commissioners on Implementation Issues Impacting FIF Members
POSTED Apr 28, 2025
FIF Comment Letter to the SEC in Response to the Rule Filing by the CAT Plan Participants to Remove PII from CAT
POSTED Apr 09, 2025
FIF Letter to the SEC on CAT Timestamp Granularity
POSTED Mar 28, 2025
FIF Revised Draft Request for Exemption on Representative Order Linkage
POSTED Mar 26, 2025
FIF Letter to the CAT Plan Participants and FINRA CAT Requesting an Extension of the Compliance Date for the FDID Refresh Requirement
POSTED Mar 21, 2025
FIF Letter to the SEC Relating to the Implementation of the 2024 Amendments to Rule 605
POSTED Mar 17, 2025
FIF Draft Exemption Request Letter to the SEC on Port Settings
POSTED Mar 13, 2025
Attachment to FIF Letter Relating to the Removal of PII from CAT
POSTED Mar 05, 2025
FIF Letter to the SEC, the CAT Plan Participants and FINRA CAT Relating to the Removal of PII from CAT
POSTED Mar 05, 2025
FIF Letter to the SEC and FINRA Relating to SEC Rule 606(a) and the Implementation of FINRA Rule 6470
POSTED Feb 26, 2025
FIF Letter to the SEC Relating to the Implementation of Form SHO Reporting
POSTED Feb 25, 2025
FIF Letter to the SEC on Extending and Updating the Commission’s Statement on Custody of Digital Asset Securities by Special Purpose Broker-Dealers
POSTED Jan 31, 2025
FAQs for Short Position Reporting Submitted by FIF to the SEC
POSTED Jan 30, 2025
Ninth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jan 28, 2025
FIF Letter to the SEC Relating to the Offsetting of Long Positions for Form SHO Reporting
POSTED Jan 24, 2025
FIF Letter to the MSRB on the Need for Direct Reporting to RTRS
POSTED Dec 23, 2024