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Comment Letters

FIF Letter to the SEC on the Technical Specification for Form SHO Reporting
POSTED Nov 14, 2024
FIF Letter to the SEC Requesting an Extension of the Implementation Date for Form SHO Reporting
POSTED Nov 08, 2024
FIF Letter to the SEC Relating to the Implementation of Short Position and Short Activity Reporting
POSTED Nov 05, 2024
Seventh FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Nov 05, 2024
FIF Comment Letter to the SEC on the Amendment to the CAT Plan Participant Rule Filing on Cost Savings Measures for CAT
POSTED Oct 25, 2024
Sixth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Oct 22, 2024
FIF Comment Letter to the SEC and the Other Covered Agencies on the Notice of Proposed Rulemaking to Implement Certain Requirements of the Financial Data Transparency Act
POSTED Oct 21, 2024
Fifth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Sep 24, 2024
FIF Letter to FINRA Relating to Rebilling of CAT Fees by FINRA
POSTED Sep 13, 2024
Fourth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Sep 12, 2024
FIF Comment Letter to the SEC on the Rule Filing by the CAT Plan Participants to Exclude Certain Verbal Activity from CAT Reporting
POSTED Sep 09, 2024
FIF Comment Letter to the SEC on the FINRA Rule Filing for SLATE and the SLATE Participant Specification
POSTED Aug 23, 2024
Third FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Aug 22, 2024
FIF Letter to the SEC Relating to Calculating and Reporting the Percentage of Orders Routed to Different Venues for Rule 606(a) Reporting
POSTED Aug 21, 2024
FIF Follow-Up Letter to the SEC Relating to the Implementation of Short Position and Short Activity Reporting
POSTED Aug 09, 2024
Second FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jul 17, 2024
FIF Exemptive Request Letter to the SEC on Representative Order Linkage
POSTED Jul 02, 2024
FIF Letter to the SEC Relating to the Implementation of the SEC’s Amendments to Rule 605
POSTED Jun 24, 2024
FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jun 20, 2024
FIF Comment Letter to the SEC in Response to the SEC’s Orders Instituting Proceedings Relating to the Rule Filings by FINRA and the MSRB to Reduce the Timeframe for Reporting Trades to TRACE and RTRS
POSTED May 17, 2024
 
 
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