FIF News

SEC Rule 606 Working Group

26 April 2021

The next meeting of the FIF Rule 606 Working Group will be held on May 4 at 2 pm (ET). The Working Group meeting will update members on a recent discussion with the SEC staff relating to the Rule 606 de minimis exceptions an…

Upcoming Spotlight Presentations (4/26)

26 April 2021

Front Office Committee. On April 27, Ari Burstein of Capital Market Strategies will discuss the CAT Operating Committee’s revised funding proposal. Tax Information Reporting Working Group. On April 29, Stevie Conlon and c…

Calendar for Upcoming CAT Committee and Working Groups Calls

26 April 2021

FIF currently has three separate active CAT groups: CAT Committee; CAT Tech Specs Working Group; and CAT CAIS Working Group. Going forward, the CAT Committee, which is focused on high-level CAT developments, will meet the 1s…

FIF Webinar Series on New SEC Market Data Infrastructure Rules (Part 5)

19 April 2021

On Monday, April 12th, the fifth FIF webinar of the series focused on the rule's effects on Retail, Institutional and the Buy-Side. The panel included Adam Inzirillo of Cboe Global Markets, Melissa Hinmon of Glenmede Investm…

Presentation to Back Office Committee on Recent FINRA Margin Rule Regulatory Notices

19 April 2021

On April 15, 2021, Steve Lofchie and Nihal Patel of the Cadwalader law firm presented to the FIF Back Office Committee on the recent FINRA Regulatory Notice 21-11 (proposed amendments to the margin rules relating to when-iss…

FIF Webinar Series: Market Data Infrastructure Rule - Retail, Institutional and Buy-Side - The Effects

12 April 2021

Please join us for part five of our webinar series on the implementation considerations of the SEC Market Data Infrastructure Rule. The fifth webinar of the series will take place on Today, April 12th at 4pm ET. This webinar…

Presentation for Back Office Committee on Recent Margin Rule Regulatory Notices

12 April 2021

On April 15, 2021 at 10 am ET, Steve Lofchie and Nihal Patel of the Cadwalader law firm will present on the recent FINRA Regulatory Notice 21-11 (proposed amendments to the margin rules relating to when-issued and other exte…

Article on CAT Revised Fee Proposal

12 April 2021

On April 7, 2021, TabbFORUM published an article by Howard Meyerson, Managing Director of FIF, on the Revised Fee Proposal published by the CAT Operating Committee on March 31, 2021. Please find the article here.

FIF Webinar Series: Market Data Infrastructure Rule - Retail, Institutional and Buy-Side - The Effects

05 April 2021

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