An FIF member would like to discuss with other members managing stock plans for corporate clients, including whether they manage the activity at the omnibus level or the individual employee level. If you are interested in this topic, please contact fifinfo@fif.com, and we will include you in this discussion.
POSTED Aug 19,2024
On August 9 FIF submitted a letter to the SEC on the implementation of short position reporting. This is a follow-up to the letter that FIF submitted to the SEC on June 24. FIF would like to thanks the members of the FIF Short Sales / Reg SHO / Short Position Reporting Working Group for their contributions in the drafting of this letter.
POSTED Aug 12,2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday August 13 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to the new requirement to report to the Treasury Department’s Office of Financial Research (OFR) repos that are executed bilaterally and not centrally-cleared. The Working Group will also review a draft supplemental letter to the OFR requesting additional guidance relating to the new reporting requirement.
POSTED Aug 12,2024
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday August 13 at 3 pm ET. The Working Group will review and discuss a revised draft FIF letter to the SEC requesting guidance on how to report the percentage of orders routed to different venues in Rule 606(a) reports.
POSTED Aug 12,2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Wednesday August 14 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to (i) the FINRA rule filing to adopt rules for the new Securities Lending and Transparency Engine (SLATE) system and (ii) the draft FINRA Participant Specification for SLATE.
POSTED Aug 12,2024
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