FIF has scheduled a joint call for the SLATE and Short Sales / Reg SHO / Short Reporting Working Group for Monday September 8 at 3 pm ET. The Working Groups will discuss the September 5 statement by SEC Chairman Atkins regarding Rules 10c1-a and 13f-2.
POSTED Sep 08,2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday September 10 at 11 am ET. The Working Groups will continue the review and discussion of the documentation published by SIAC and the UTP relating to odd-lot data being added to the SIP market data feeds.
POSTED Sep 08,2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 10 at 2 pm ET. The Working Groups will discuss CAT billing, CAT costs and other issues relating to CAT reporting.
POSTED Sep 08,2025
FIF has scheduled a call for the SLATE Working Group for Thursday September 11 at 11 am ET. The Working Group will discuss a draft FIF letter to the SEC with comments and questions relating to the implementation of SLATE.
POSTED Sep 08,2025
The CAT Monthly Update Working Group call for September will be on Thursday September 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Sep 08,2025
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