FIF has scheduled a call for the TRF / ORF Working Group for Tuesday January 20 at 1 pm ET. The Working Group will discuss implementation of the upcoming changes (scheduled for February 23, 2026) to require the reporting of fractional shares to the TRFs and the dissemination of fractional shares by the SIPs.
POSTED Jan 20,2026
FIF is hosting a webinar for the Compliance and Surveillance Working Group on Trading Risk Controls and Reg SCI. The webinar will be on Tuesday January 20 at 3 pm ET. The moderator will be Erin Clemens of StoneX. The panelists will be Chris Boldt of Interactive Brokers, Doug Craig of Fidessa, Jim Dolan of LeveL Markets, and Charles Sommers of the Sidley Austin law firm. If you would like to submit any questions or topics for the webinar, please send them to fifinfo@fif.com.
POSTED Jan 20,2026
FIF has scheduled two calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Wednesday January 21 at 2 pm ET; the second call will be on Thursday January 22 at 1 pm ET. The Working Groups will continue the discussion of a draft FIF comment letter in response to the recent rule filing by CAT LLC to reduce CAT operating costs.
POSTED Jan 20,2026
FIF has scheduled a call for the Section 31 / RTF Reconciliation subgroup for Thursday January 22 at 9:30 am ET. Subgroup members will provide an update on recent discussions with FINRA to enhance the process for firms to reconcile the RTF fee from FINRA. The subgroup will also discuss next steps. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will include you in this discussion.
POSTED Jan 20,2026
The Rule 605 Working Group will have its next call on Monday January 26 at 2 pm ET. The Working Group will discuss a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.
POSTED Jan 20,2026
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