SLATE Working Group
The SLATE Working Group will have its next call on Monday May 5 at 11 am ET. The Working Group will discuss the recent request by FINRA to the SEC to extend the implementation dates for SLATE reporting and dissemination of S…
Rule 606 Working Group
05 May 2025
FIF has scheduled a call for the Rule 606 Working Group for Monday May 5 at 2 pm ET. The Working Group will discuss draft FAQs relating to Rule 606(a) reporting to submit to the SEC.
TRACE / RTRS Working Group
05 May 2025
The next call for the TRACE / RTRS Working Group will be on Tuesday May 6 at 2 pm ET. The Working Group will discuss a draft letter to FINRA on reporting factors to TRACE and reporting trade reversals.
CAT Transaction Reporting Working Group
05 May 2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday May 7 at 2 pm ET. The Working Group will continue its discussion of the implementation of the new BFMM flag and managing CAT costs.
Short Interest Reporting
05 May 2025
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 8 at 11 am ET. The Working Group will review a revised draft comment letter to FINRA to recommend changes to shor…
LOPR Working Group
05 May 2025
FIF has scheduled a joint call for the LOPR and OTC Options Reporting Working Groups for Thursday May 8 at 2 pm ET. The Working Groups will discuss questions from an FIF member on LOPR reporting for OTC barrier options.
Direct Reporting to the MSRB RTRS
05 May 2025
FIF has created a subgroup to discuss direct reporting of muni trades to the MSRB. FIF has scheduled a call for this subgroup for Thursday May 8 at 3 pm ET. The subgroup will review a revised draft letter to the MSRB recomme…
New CFTC 24/7 Trading Working Group
05 May 2025
At the request of an FIF member, FIF has created a new CFTC 24/7 Trading Working Group. The agenda for the Working Group is to discuss a recent request for comment by the CFTC on 24/7 trading. If you would like to participat…
New FIF Member: GTS Securities
28 April 2025
FIF is pleased to welcome GTS Securities to the FIF Community.
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