Back Office Overview

The FIF Back Office Committee provides guidance and insight on implementation issues relating to exchange, utility, and industry initiatives resulting from rule changes affecting securities processing and reporting. Topics include DTCC/FICC/NSCC initiatives, as well as OATS, EBS, LOPR, MSRB, and TRACE reporting. The Committee also discusses options clearing (OCC) and fixed income issues. Regulators and SROs often give updates on current and upcoming regulatory initiatives and anticipated impact on member firms.


Susan Crozier, FIS Capital Markets
Doug Gifford, Broadridge

Please see FIF Initiative Tracking for a full list of initiatives that this committee follows.

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm