Consolidated Audit Trail (CAT) - Overview

As equities and options reporting has been successfully implemented, and reporting requirements are being expanded to include new message types as well as account information, FIF continues to lead collaborative efforts with Industry Members, the Plan Processor, Plan Participants and Regulators to ensure technical specifications and reporting processes are accurate and efficient while aligned with industry practice and regulatory goals.

All FIF Members are welcome to join the FIF CAT Working Groups. For more information contact fifinfo@fif.com

 

CAT Tech Spec Co-Chairs

David Alazraki, Fidessa
Mitvin Shah, Societe Generale

CAT CAIS Co-Chairs

Will Leahey, Refinitiv
Jacki VanMoer, Goldman Sachs
Mark HendricksonDA Davidson

CAT Committee Chair

Christopher Bok, OTC Markets

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