Regulatory Implementations Calendar

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Tuesday July 7 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementations Presentation and Calendar, including updates on the following topics: extension for implementation of Reg NMS tick size and access fee changes; SIP Plan updates for overnight trading; price bands for overnight trading; overnight regulatory halts for corporate actions; CT Plan fee filing; CT Plan proposed cap on quoting to trading revenue; Order Protection Rule; CAT; Rule 605; new exchanges and exchange facilities; new clearing agencies; extended trading hours for options; Options Regulatory Fee; Treasury clearing; tokenized equities; Financial Data Transparency Act; and Trump accounts.

POSTED Jul 06,2026

24x7 Trading Working Group

The next call for the 24x7 Trading Working Group will be on Wednesday July 8 at 11 am ET. The Working Group will discuss UTP FAQs and updates to the UTP technical documentation relating to extended exchange trading hours, the SEC approvals of the SIP Plan amendments, and TRF reporting questions. 

POSTED Jul 06,2026

CAT Transaction Reporting and CAT Reference Database Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday July 8 at 2 pm ET. The Working Groups will continue their discussion of comment letters submitted in response to the SEC Concept Release on CAT and Other Audit Trails and Data Sources. The Working Groups will also discuss the tradingSession field and reporting of derived values that are problematic for Industry Members.

POSTED Jul 06,2026

Order Protection Rule

FIF has scheduled a call for the Equity Market Regulations Working Group for Thursday July 9 at 1 pm ET. The Working Group will continue its discussion of the SEC rule proposal to rescind SEC Rules 611 (Order protection rule) and 610(e) (Locking or crossing quotations), including comments and questions from FIF members relating to the rule proposal.

POSTED Jul 06,2026

Cybersecurity and Emerging Technologies Working Groups

FIF has scheduled a joint call for the Cybersecurity and Emerging Technologies Working Groups for Thursday July 16 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss CISA’s Post-Quantum Cryptography Initiative.

POSTED Jul 06,2026

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