Additional CAT CAIS Working Group Call

FIF has scheduled an additional CAT CAIS Working Group call for this week to review responses from FINRA CAT to comments and questions previously submitted by FIF. This call is scheduled for Monday, May 16, 2022 at 11 am ET. This call is in addition to the regularly-scheduled CAIS Working Group calls on Wednesday and Friday.

POSTED May 16,2022

FIF Back Office Committee

The FIF Back Office Committee will meet on Tuesday, May 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED May 16,2022

Compliance Working Group Call Focused on Trade Surveillance

At the request of several FIF member firms, FIF has scheduled a call for the Compliance Working Group that will focus on trade surveillance issues. FIF has scheduled this call for Tuesday, May 17, 2022 at 2 pm ET. If you would like to participate on this call and are not a member of the Compliance Working Group, please contact fifinfo@fif.com.

POSTED May 16,2022

TRACE/Fixed Income Working Group

The FIF TRACE/Fixed Income Working Group will meet on Monday, May 23, 2022 at 2 pm ET to continue its discussion of implementation issues relating to the Federal Reserve Board rule to expand TRACE reporting to include certain depository institutions. The Working Group also will discuss the recent FINRA rule filing with the SEC to expand TRACE reporting to cover foreign sovereign bonds.

POSTED May 16,2022

Spotlight Presentation on T+1 Settlement

On Tuesday, May 24, 2022 at 2 pm ET, attorneys from the Willkie Farr law firm will review the SEC’s T+1 rule proposal and discuss material issues raised by market participants in their comment letters on the rule proposal. FIF has invited the members of the FIF Back Office Committee and the Compliance Working Group to the call. If you would like to participate on this call and are not a member of the Back Office Committee or the Compliance Working Group, please contact fifinfo@fif.com.

POSTED May 16,2022

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