FIF - Financial Information Forum

Short Position Reporting

FIF has scheduled two calls this week for the Short Sales / Reg SHO / Short Position Reporting Working Group to continue the discussion of the implementation of Form SHO reporting. The first call will be on Monday October 21 at 10 am ET; the second call will be on Wednesday October 23 at 11 am ET. During the Monday call, the Working Group will discuss the draft Form SHO specifications published by the SEC on October 16. During the Wednesday call, a representative from ICE Data Services will discuss an ICE data product relating to Form SHO reporting.

POSTED Oct 21,2024

OFR Repo Reporting Working Group

FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday October 21 at 11 am ET. The Working Group will continue the discussion of the implementation of the new requirement to report non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.

POSTED Oct 21,2024

Rule 606 Working Group

FIF has scheduled a call for the Rule 606 Working Group for Wednesday October 23 at 3 pm ET. The Working Group will discuss next steps in response to feedback from the SEC relating to Rule 606(a) reporting of the percentage of orders routed to different venues.

POSTED Oct 21,2024

Reg NMS Amendments

FIF has scheduled a call for the Equity Market Proposals Working Group for Thursday October 24 at 11 am ET to continue the discussion of the SEC’s recent amendments to Regulation NMS.

POSTED Oct 21,2024

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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