FIF - Financial Information Forum

FIF Boston Event - Two Weeks Away!

FIF is pleased to announce our first ever Boston event. The live, in-person event will take place on September 2nd from 5-8 pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Markets and LeveL Markets. The first panel will be titled: Equities, Options, Fixed Income, Technology, and Data in an Atkins Administration. The moderator of this panel will be Ashley Banfield of Fidelity Investments. The panelists for the first panel will be: Steve Miele of LeveL Markets, Adam Nunes of Hudson River Trading, Rich Steiner of Piper Sandler, and Joseph Torpey of State Street.

The second panel will be titled: Crypto and 24X Trading- How do Transparency, Quality & Controls Compare to Current Equity Market Structure? The moderator of this panel will be Tom Jordan of Jordan & Jordan. The panelists for the second panel will be: Terrence Dempsey of Fidelity Digital Assets, Ben Floyd of Coinbase, Venu Palaparthi of DriveWealth, and Jason Wallach of Bruce ATS. Space is limited, so secure your spot now by registering here.

POSTED Aug 18,2025

Emerging Technologies Working Group

The Emerging Technologies Working Group will have its next call on Wednesday August 20 at 11 am ET. The spotlight presenter will be Arup Datta of Kyndryl, who will discuss Agentic AI. 

POSTED Aug 18,2025

Reg NMS: Odd Lots on the SIPs

FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday August 20 at 1 pm ET. The Working Groups will discuss the documentation published by SIAC and the UTP relating to odd-lot data being added to the SIP market data feeds. The Working Groups will also discuss the recent filing by the SIPs with the SEC to request a two-year extension of the requirement to include depth-of-book odd-lot quotes on the SIPs.

POSTED Aug 18,2025

CAT PII, CAT Transaction Reporting and CAIS

FIF has scheduled a joint call for the CAIS and CAT Transaction Reporting Working Groups for Wednesday August 20 at 2 pm ET. The Working Groups will discuss a revised draft FIF comment letter relating to the removal of PII from CAT. The Working Groups will also discuss recent CAT alerts relating to billing, the recent stay of the Davidson lawsuit relating to CAT, and a proposal from an FIF member to combine the CAIS system into CAT.

POSTED Aug 18,2025

SLATE Working Group

The next call for the SLATE Working Group will be on Thursday August 21 at 10 am ET. The Working Group will continue its discussion of a draft FIF letter to the SEC and FINRA relating to the implementation of SLATE reporting.

POSTED Aug 18,2025

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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