The Front Office Committee will have its next call on Tuesday July 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will be Mark Davies of S3, who will discuss recent and upcoming implementations, including FINRA Rules 6151 and 6470 and SEC Rule 605.
POSTED Jul 22,2024
FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan & Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance and Surveillance Working Group to the webinar. FIF will provide additional detail about the webinar content prior to the event.
POSTED Jul 22,2024
The Data and Technology Committee will have its next call on Wednesday July 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. A representative from MIAX will present on the launch of the MIAX Sapphire exchange.
POSTED Jul 22,2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asset broker reporting regulations.
POSTED Jul 22,2024
The next call for the OFR Repo Reporting Working Group will be on Monday July 15 at 10 am ET. The Working Group will review a revised draft FIF letter to the Treasury Department’s Office of Financial Research relating to the new requirement for firms to report non-centrally cleared bilateral repos. The Working Group will also discuss issues and questions from FIF members relating to the new reporting requirement.
POSTED Jul 15,2024
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