FIF - Financial Information Forum

Front Office Committee

The Front Office Committee will have its next call on Tuesday September 22 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Sep 21,2026

TRACE Working Group

The TRACE Working Group will have its next call on Tuesday September 22 at 1 pm ET. The Working Group will discuss a draft FIF letter to the SEC relating to implementation of the expansion of the TRACE Affiliate – Principal Transaction Indicator to transactions with affiliates that are FINRA members.

POSTED Sep 21,2026

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Wednesday September 23 at 11 am ET. The Working Group will discuss a revised draft FIF letter to the SEC relating to reporting of orders with counterparty restrictions.

POSTED Sep 21,2026

CAT Transaction Reporting and CAT Reference Database Working Groups

FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday September 23 at 2 pm ET. The Working Groups will discuss a draft FIF letter to the regulators relating to the validation of CAT symbols for expanded exchange trading hours, representative order linkage, timestamp granularity and clock synchronization.

POSTED Sep 21,2026

Tax Information Reporting Working Group

FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday September 24 at 3 pm ET. Representatives from Wolters Kluwer will discuss best practices and concerns related to basis and other information for transferred securities.

POSTED Sep 21,2026

Contact

Financial Information Forum

212-422-8568
fifinfo@fif.com
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Who We Are

The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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Key Reasons to Join

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