FIF - Financial Information Forum

Regulatory Implementations Calendar

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Monday September 14 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementations Presentation and Calendar, including updates on the following topics: expanded exchange trading hours; TRF extended hours; OTC Reporting Facility transition to Native FIX; Short Interest Reporting; CAT; extended options trading hours; Cboe Binary KPI Options; MEMX Securities Event Contracts; Nasdaq Phlx Bitcoin Index Options; Treasury clearing; expansion of the TRACE affiliate indicator; CME Securities Futures Products; and Regulation Crypto Assets.

POSTED Sep 14,2026

Back Office Committee

The Back Office Committee will have its next call on Tuesday September 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month. The spotlight presenter will be Sheila Zak of the Options Clearing Corporation, who will discuss Ovation Updates and Upcoming Testing.

POSTED Sep 14,2026

FINRA Best Execution Regulatory Notice

FIF has scheduled the next call for the Equity Market Regulations Working Group for Tuesday September 15 at 1 pm ET. The Working Group will discuss a revised draft FIF comment letter in response to FINRA Regulatory Notice 26-15 on modernizing FINRA’s best execution guidance.

POSTED Sep 14,2026

TRACE Working Group

The TRACE Working Group will have its next call on Tuesday September 15 at 3 pm ET. The Working Group will discuss FINRA Regulatory Notice 26-16 on expansion of the TRACE Affiliate – Principal Transaction Indicator.

POSTED Sep 14,2026

Rule 605 Working Group

The next call for the Rule 605 Working Group will be on Wednesday September 16 at 11 am ET. The Working Group will continue its discussion of issues and questions from FIF members relating to the recently-implemented amendments to Rule 605.

POSTED Sep 14,2026

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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