CAT CAIS calls with the SEC, SROs and FINRA CAT

On March 23, FIF CAT CAIS Working Group members participated on a call with the SEC, the SROs and FINRA CAT to discuss the survey questions from the regulators relating to Authorized Traders. On March 25, FIF CAT CAIS Working Group members participated on a call with the SEC, the SROs and FINRA CAT to discuss enhancement of the feedback process for CAT CAIS reporting to provide additional transparency to industry members.

POSTED Mar 29,2021

Data and Technology Committee

The FIF Data and Technology Committee is scheduled to meet on Wednesday, March 31 at 10 am (ET). During this call, Brian Faughnan of SIAC will discuss the OPRA SIP Migration to NYSE Pillar Technology.

POSTED Mar 29,2021

FIF Rule 605 Working Group 3/29

The next meeting of the FIF Rule 605 Working Group will be held on April 1 at 11 am (ET). The Working Group will continue to discuss FIF Member recommendations for modernizing the current Rule 605 and potential additional recommendations to enhance transparency.

POSTED Mar 29,2021

Reg SHO Working Group

The next meeting of the FIF Reg SHO Working Group will be held on April 8 at 11 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF Members.  

POSTED Mar 29,2021

Upcoming Spotlight Presentations (3/22)

  • Cybersecurity and Emerging Technology Working Groups. On March 23, Josh Burns of CitiHub will present on Secrets Management in the Financial Industry Using a Hashicorp Vault Implementation.
  • Data and Technology Working Group. On March 31, Brian Faughnan of SIAC will discuss the Pillar migration.
  • Tax Information Reporting Working Group. On April 29, Stevie Conlon and colleagues at Wolters Kluwer will present Part 2 of their Spotlight on Virtual Currency.

POSTED Mar 22,2021

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