Spotlight Presentation on Securities Lending Transparency

On Monday January 10 at 3pm ET, Ignacio Sandoval of the Morgan Lewis law firm will present a buy-side perspective on the SEC’s recent Securities Lending Transaction rule proposal. The invite for this presentation has been sent to the members of the FIF Securities Lending Transparency Working Group. To subscribe to this group, please either update your profile or email us at fifinfo@fif.com.

POSTED Jan 10,2022

Spotlight Presentation on the SEC’s Recent Electronic Recordkeeping Rule Proposal

On Thursday January 20 at 10am ET, Ignacio Sandoval and Kyle Whitehead of the Morgan Lewis law firm will provide an overview of the SEC’s recent rule proposal relating to electronic recordkeeping. The invite for this presentation has been sent to the members of the FIF Back Office Committee and the Compliance, Cybersecurity and Emerging Technologies Working Groups. If you are interested in attending this presentation and do not have the invite in your calendar, please either update your profile or email us at fifinfo@fif.com.

POSTED Jan 10,2022

Spotlight Presentation for Back Office Committee

On Tuesday January 18 at 11am ET, Matt Cohen, CEO of Provable Markets, will discuss his firm’s role as an Approved Securities Finance Transaction Submitter for the upcoming DTCC SFT Clearing Service. This presentation will be part of the FIF monthly Back Office Committee call.

POSTED Jan 10,2022

CAIS Survey

On December 15, FIF and the FIF CAIS Co-Chairs participated on a call with representatives from the SEC and the CAT Operating Committee to discuss CAT CAIS reporting issues. During the call, the SEC staff requested that FIF provide feedback from FIF members on the challenges with reporting addresses at the CAT Customer level for accounts with multiple Beneficial Owners and reporting CAIS data for Authorized Traders. FIF has sent a survey to members of the CAIS Working Group on these topics. FIF requests that members respond to the survey on or before Wednesday January 12.

POSTED Jan 10,2022

© 2021 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm