TRACE/Fixed Income Working Group

FIF has scheduled the next call for the TRACE/Fixed Income Working Group for Tuesday March 14 at 2 pm ET. The Working Group will discuss recent TRACE FAQ updates by FINRA relating to reporting the portfolio trade modifier and TRACE reporting for foreign sovereign bonds. The Working Group also will discuss questions from FIF members relating to TRACE reporting for Reg S transactions and currency conversion for TRACE reporting.

POSTED Mar 13,2023

Rule 606 Working Group Call

On March 3 the SEC published an order to seek further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. FIF has scheduled a call for the Rule 606 Working Group for Thursday March 16 at 1 pm ET to discuss this SEC order.  

POSTED Mar 13,2023

SEC Order Competition Rule Proposal

FIF has scheduled a call for Thursday March 16 at 2 pm ET to discuss a revised draft of the FIF comment letter on the SEC’s Order Competition Rule proposal. FIF has invited members of the SEC Equity Market Proposals Working Group to participate on this call.

POSTED Mar 13,2023

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