TRACE Working Group

FIF has scheduled a call for the TRACE Working Group for Thursday February 15 at 11 am ET. The Working Group will discuss two additional scenarios raised by an FIF member on reporting of electronic and manual orders to TRACE and RTRS. The Working Group also will review and discuss changes to the FIF comment letter on (i) the January 11 rule filing by FINRA to reduce to one minute the TRACE reporting timeframe for securities that are currently subject to a fifteen-minute reporting timeframe and (ii) the parallel rule filing by the MSRB on January 12. FIF has scheduled 45 minutes for this call but the call might not take the full scheduled time period.

POSTED Feb 12,2024

Reporting of Securities Loans

FIF has scheduled a call for the FIF Securities Lending Transparency Working Group for Tuesday February 20 at 3 pm ET. During the call, an FIF member will provide an update on its discussions with FINRA relating to implementation of the new securities lending reporting system mandated by the SEC. 

POSTED Feb 12,2024

Law Firm Presentation on SEC Rule to Expand the Definition of “Dealer”

On Thursday February 22 at 11 am ET, Ignacio Sandoval of the Morgan Lewis law firm will review the rule adopted by the SEC to expand the definition of “dealer” under the Securities Exchange Act. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC/FINRA Regulations Working Group to participate on this call. If you would like to participate on this call and are not a member of either Working Group, please update your FIF profile or contact

POSTED Feb 12,2024

Presentation by Amazon Web Services on Running an Exchange in the Cloud

The Data & Technology Committee will have its next call on Wednesday February 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, option, currency, crypto and futures markets. The spotlight presenters will be Alex Mirarchi and Mike Perna of Amazon Web Services, who will discuss their recent white paper on Running an Exchange in the Cloud. FIF has also invited the members of the FIF Emerging Technologies Working Group to participate on this call.

POSTED Feb 12,2024

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm