FIF has scheduled a call for the Securities Lending Transparency Working Group for Tuesday July 16 at 11 am ET. The Working Group will review a draft FIF comment letter in response to the FINRA rule filing to adopt rules for the new Securities Lending and Transparency Engine (SLATE) system. The draft comment letter also comments on the SLATE Participant Specification published by FINRA.
POSTED Jul 15,2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday July 16 at 3 pm ET. The Working Group will provide an update on a call with SEC representatives relating to implementation of the SEC’s rule to require the reporting of certain short positions and associated short activity. The Working Group will also discuss issues and questions from FIF members relating to this new reporting requirement.
POSTED Jul 15,2024
The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 17 at 2 pm ET. FIF has cancelled the CAIS Working Group call for this week. The next CAIS Working Group call will be on Wednesday July 24 at 11 am ET.
POSTED Jul 15,2024
FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday July 23 at 10 am ET. Shawn Sloves of Fundamental Interactions will discuss current challenges for short sales for digital assets and potential approaches for addressing these challenges.
POSTED Jul 15,2024
FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan & Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance and Surveillance Working Group to the webinar. FIF will provide additional detail about the webinar content prior to the event.
POSTED Jul 15,2024
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