FIF - Financial Information Forum

Back Office Committee

The Back Office Committee will have its next call on Monday March 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Mar 17,2025

Securities Lending Transparency (SLATE) Working Group

FIF has scheduled two calls this week for the SLATE Working Group. The first call will be on Tuesday March 18 at 11 am ET; the second call will be Thursday March 20 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC and FINRA relating to the implementation of SLATE reporting.

POSTED Mar 17,2025

Implementation of Regulation NMS Amendments

FIF has scheduled a call for the Equity Market Regulations Working Group for Tuesday March 18 at 3 pm ET. The Working Group will discuss issues and questions from FIF members relating to implementation of the SEC’s recent amendments to Regulation NMS.

POSTED Mar 17,2025

Removal of PII from CAT

FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday March 19 at 11 am ET to continue the discussion of the removal of PII from CAT and the need to retire EBS.

POSTED Mar 17,2025

CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday March 19 at 2 pm ET. The Working Group will discuss the current FIF exemption request relating to representative order linkage, potential strategies to address CAT costs, and feedback from FINRA CAT in response to recent FIF comments and questions.

POSTED Mar 17,2025

Contact

Financial Information Forum

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fifinfo@fif.com
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Who We Are

The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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