FIF In-Person CAT CAIS Event Hosted by Refinitiv

On Thursday June 16, 2022 FIF will host an in-person event focused on CAT. The event will take place at Refinitiv's offices at 28 Liberty Street, New York, NY 10005. The discussions will be from 5-6:30 pm with refreshments and networking afterwards from 6:30-8 pm. Please register prior to 12pm ET today if you would like a printed nametag, registrants after today at noon will have handwritten nametags. Attendees must provide proof of vaccination to attend this event. FIF would like to thank Refinitiv for sponsoring this event. FIF Members may register for free here. Non-members who are interested in attending may contact the program office at

POSTED Jun 13,2022

TRACE/Fixed Income Working Group

The FIF TRACE/Fixed Income Working Group will meet on Tuesday June 14, 2022 at 10 am ET to provide an update on a June 7 call with FINRA, FIF and the FIF TRACE Co-Chairs relating to TRACE reporting by Covered Depository Institutions. The Working Group also will discuss the May 23, 2022 rule filing by FINRA with the SEC (SR-FINRA-2022-013) to require reporting of transactions in U.S. Treasuries as soon as practicable, but no later than one hour after execution, and to require that electronic executions in U.S. Treasuries be reported to TRACE using the same time increment as recorded by the execution system for the transaction.

POSTED Jun 13,2022

Rule 606 Working Group

The FIF Rule 606 Working Group will meet on Tuesday June 14, 2022 at 3 pm ET to discuss the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders. The Working Group also will discuss questions from FIF members relating to look-through, rate sheets and partial cancels.

POSTED Jun 13,2022

Back Office Committee Spotlight

The FIF Back Office Committee will meet on Tuesday June 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Greg Lee of Paxos, who will provide an update on Paxos’ clearing agency activities.

POSTED Jun 13,2022

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