FIF has scheduled a call for the Securities Lending Transparency Working Group for Tuesday November 26 at 11 am ET. The Working Group will review the recent amendment filed by FINRA relating to the SLATE reporting system and the recent filing by FINRA relating to SLATE fees.
POSTED Nov 25,2024
The next call for the CAT Transaction Reporting Working Group will be on Tuesday November 26 at 2 pm. FIF has also scheduled a call for the CAT Transaction Reporting Working Group for Thursday December 5 at 11 am; the December 5 call will focus on the reporting by a routing broker of default settings applied by a receiving firm.
POSTED Nov 25,2024
FIF has scheduled a call for the SEC Equity Market Proposals Working Group for Monday December 2 at 1 pm. The Working Group will continue the discussion of the implementation of the SEC’s amendments to Regulation NMS.
POSTED Nov 25,2024
The next call for the Digital Asset Securities Working Group will be on Thursday December 12 at 11 am ET. The Working Group will review a draft letter to the SEC on custody by special purpose broker-dealers.
POSTED Nov 25,2024
The Emerging Technologies Working Group will have its next call on Thursday December 12 at 4 pm ET. The spotlight presenter will be Bill Genovese of Kyndryl, who will discuss Quantum Computing in Capital Markets.
POSTED Nov 25,2024
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