FIF - Financial Information Forum

CAT Transaction Reporting and CAT Reference Database Working Groups

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAT Reference Database Working Groups for this week. The first call will be on Monday June 22 at 1 pm ET; the second call will be on Wednesday June 24 at 2 pm ET. During the Monday call, the Working Groups will discuss final edits to the draft FIF comment letter on the SEC’s CAT Concept Release. During the Wednesday call, the Working Groups will discuss FINRA CAT updates to the Technical Specifications, FAQs and other CAT documentation.

POSTED Jun 22,2026

Front Office Committee

The Front Office Committee will have its next call on Tuesday June 23 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Jun 22,2026

Rule 605 Working Group

The Rule 605 Working Group will have its next call on Tuesday June 23 at 2 pm ET. The Working Group will discuss the Rule 605 Designated Participants Authorization Form introduced by FINRA on June 17. The Working Group will also discuss issues and questions from FIF members relating to the Rule 605 amendments that will take effect on August 1.

POSTED Jun 22,2026

Residential Supervisory Locations (RSLs) Subgroup

FIF has scheduled a call for the Residual Supervisory Locations subgroup for Thursday June 25 at 11 am ET to discuss the FINRA requirements for RSLs. If you would like to participate in this discussion and are do not have this invite in your calendar, please send a note to fifinfo@fif.com, and we will include you in this discussion.

POSTED Jun 22,2026

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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