CAT Monthly Update Working Group Call

The CAT Monthly Update Working Group call for July will be on Thursday July 2 at 2 pm ET. The Working Group will review guidance and updates from CAT LLC and FINRA CAT during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues relating to CAT reporting.

POSTED Jun 29,2026

Regulatory Implementations Calendar

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Tuesday July 7 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementations Presentation and Calendar, including updates on the following topics: extension for implementation of Reg NMS tick size and access fee changes; 24x7 Trading; Limit Up – Limit Down; CT Plan amendment; Order Protection Rule; CAT; Rule 605; new clearing agencies; extended trading hours for equity options; Financial Data Transparency Act; and Trump accounts.

POSTED Jun 29,2026

Cybersecurity and Emerging Technologies Working Groups

FIF has scheduled a joint call for the Cybersecurity and Emerging Technologies Working Groups for Thursday July 16 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss CISA’s Post-Quantum Cryptography Initiative.

POSTED Jun 29,2026

FIF Quarterly Event Sponsored by Daiwa Capital Markets

Thank you all who attended the sold out FIF Event at Daiwa Capital Markets America Inc. The beautiful space provided by Daiwa was the perfect backdrop for a wonderful evening. After two insightful panels, it was great catching up with everyone in person during the networking section of the event. Lastly, we would like to thank all of our speakers for the evening who volunteered their time: opening remarks by Chief Risk Officer, Benjamin Genek of Daiwa, the Extended Trading Hours panel was moderated by Tom Jordan of Jordan & Jordan, and the panelists included Matt Billings of Robinhood, Brian Hyndman of Blue Ocean Technologies, Andrew Oppenheimer of Nasdaq and Andrew Upward of Jane Street and the Digital Asset, Crypto & Tokenization panel was moderated by Shawn Sloves of Fundamental Interactions, and the panelists included Greg Cignarella of ApexInvest Markets, Mark Daly of Zero Hash and Alan Konevsky of T-Zero.

POSTED Jun 22,2026

© 2026 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm