FINRA Trade Reporting Notice on Fractional Share Transactions

FIF has scheduled a call for Tuesday September 3 at 2 pm ET to discuss next steps in response to the March 22 FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF submitted a letter to FINRA during May 2024. FIF has invited the members of the Data and Technology Committee and the TRF/ORF Working Group to participate on this call.  

POSTED Aug 26,2024

Treasury Clearing

On Tuesday September 3 at 3 pm ET, Ignacio Sandoval of the Orrick law firm will continue his review of the current status of the various rule filings by the Fixed Income Clearing Corporation (FICC) to implement the SEC mandates relating to centralized clearing of cash trades in Treasuries and Treasury repos. FIF has invited the members of the Back Office Committee, the Compliance and Surveillance Working Group, the Financial Risk Regulations Working Group and the TRACE / Fixed Income Working Group to participate on this call. If you would like to participate on this call and are not a member of any of these groups, please update your FIF profile or contact fifinfo@fif.com.

POSTED Aug 26,2024

Emerging Technologies Working Group

The next call for the Emerging Technologies Working Group will be on Tuesday September 10 at 10 am ET. As the spotlight topic, representatives from Lightbits will present on “AI and the Cloud: How to get Insight from Unstructured Data.”

POSTED Aug 26,2024

Digital Asset Securities Working Group

FIF has scheduled the next call for the Digital Asset Securities Working Group for Tuesday September 10 at 11 am ET. Shawn Sloves of Fundamental Interactions will continue his review of open issues for broader adoption of digital asset securities.

POSTED Aug 26,2024

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