Rule 606 Working Group

FIF has scheduled a call for the Rule 606 Working Group for Monday May 5 at 2 pm ET. The Working Group will discuss draft FAQs relating to Rule 606(a) reporting to submit to the SEC.

POSTED May 05,2025

TRACE / RTRS Working Group

The next call for the TRACE / RTRS Working Group will be on Tuesday May 6 at 2 pm ET. The Working Group will discuss a draft letter to FINRA on reporting factors to TRACE and reporting trade reversals.

POSTED May 05,2025

CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday May 7 at 2 pm ET. The Working Group will continue its discussion of the implementation of the new BFMM flag and managing CAT costs.

POSTED May 05,2025

Short Interest Reporting

FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 8 at 11 am ET. The Working Group will review a revised draft comment letter to FINRA to recommend changes to short interest reporting. The comment letter is in response to FINRA Regulatory Notice 25-04 (FINRA Launches Broad Review to Modernize Rules Regarding Member Firms and Associated Persons).

POSTED May 05,2025

LOPR Working Group

FIF has scheduled a joint call for the LOPR and OTC Options Reporting Working Groups for Thursday May 8 at 2 pm ET. The Working Groups will discuss questions from an FIF member on LOPR reporting for OTC barrier options.

POSTED May 05,2025

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