FIF - Financial Information Forum

Removal of PII from CAT

FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday March 12 at 11 am ET to continue the discussion of the removal of PII from CAT and the need to retire EBS.

POSTED Mar 10,2025

CAT Transaction Reporting Working Group

The CAT Transaction Reporting Working Group will have its next call on Wednesday March 12 at 2 pm ET. The Working Group will continue its discussion of a revised draft request for exemption relating to the CAT reporting of port settings. The Working Group will also discuss representative order linkage, potential strategies to address CAT costs, and feedback from FINRA CAT in response to recent FIF comments and questions.

POSTED Mar 10,2025

SEC Transition Working Group

FIF has scheduled the next call for the SEC Transition Working Group for Thursday March 13 at 2 pm ET. The Working Group will continue its discussion of issues and recommendations for FIF to raise with the incoming SEC Chair during 2025. If you are interested in this topic and are not a member of this Working Group, you can update your FIF profile or contact fifinfo@fif.com.

POSTED Mar 10,2025

Back Office Committee

The Back Office Committee will have its next call on Monday March 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

POSTED Mar 10,2025

FIF Event at AWS

FIF is excited to announce our next live event, to be hosted by AWS on Tuesday April 8. After opening remarks from AWS, there will be two panels. The first panel will cover New SEC Leadership and Regulatory Implementations for 2025 and Beyond. The second panel will cover Technology Developments in Capital Markets. The event will take place at the offices of AWS at 12 West 39th Street, New York, NY. Registration and networking begins at 4:15 pm ET. The panel discussions will be from 5-6:30 pm ET, with refreshments and networking afterwards from 6:30-8  pm ET. FIF would like to thank AWS for hosting this event. FIF Members can register for free here. Non-members can request access by emailing fifinfo@fif.com.

POSTED Mar 03,2025

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