Rule 606 Working Group

FIF has scheduled a call for the Rule 606 Working Group for Wednesday October 23 at 3 pm ET. The Working Group will discuss next steps in response to feedback from the SEC relating to Rule 606(a) reporting of the percentage of orders routed to different venues.

POSTED Oct 21,2024

Reg NMS Amendments

FIF has scheduled a call for the Equity Market Proposals Working Group for Thursday October 24 at 11 am ET to continue the discussion of the SEC’s recent amendments to Regulation NMS.

POSTED Oct 21,2024

Section 31 Fees

FIF has scheduled a call for the Section 31 subgroup for Thursday October 24 at 1 pm ET. The subgroup will discuss a recent pilot by FINRA to provide trade-level details to support reconciliation of Section 31 fees. If you would like to participate in this discussion and are not a member of this subgroup, please send a note to fifinfo@fif.com, and we will add you to this subgroup. 

POSTED Oct 21,2024

Rule 605 Working Group

FIF has scheduled the next call for the Rule 605 Working Group for Thursday October 24 at 2 pm ET. The Working Group will discuss responses from the SEC on the June 2024 FIF letter relating to the implementation of the Rule 605 amendments.

POSTED Oct 21,2024

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