FIF has scheduled a Working Group call for Tuesday March 4 at 1 pm ET to review and discuss an updated regulatory implementations calendar for 2025 and beyond. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group to participate on this call. The most recently updated Regulatory Implementations Calendar is posted on the FIF member website.
POSTED Mar 03,2025
On Wednesday March 5 at 11 am ET, William Barbera and Derek Lacarrubba from the Schulte law firm will discuss the 2025 FINRA Annual Regulatory Oversight Report. FIF has invited the members of the Compliance and Surveillance Working Group to participate on this call.
POSTED Mar 03,2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday March 5 at 2 pm ET. The Working Group will continue its discussion of a revised draft request for exemption relating to the CAT reporting of port settings. The Working Group will also discuss representative order linkage, potential strategies to address CAT costs, and feedback from FINRA CAT in response to recent FIF comments and questions.
POSTED Mar 03,2025
The CAT Monthly Update Working Group call for March will be on Thursday March 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Mar 03,2025
FIF has scheduled a Working Group call for Thursday March 6 at 3 pm ET to discuss an FIF member proposal to establish an agreed set of data fields that fixed income venues should make available to participants. FIF has invited the members of the Fixed Income Regulations Working Group and the Compliance and Surveillance Working Group to participate on this call.
POSTED Mar 03,2025
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