The next call for the TRACE Working Group will be on Thursday October 31 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting to TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.
POSTED Oct 28,2024
The next call for the Rule 606 Working Group will be on Monday November 4 at 2 pm ET. The Working Group will discuss a draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentage of orders routed to different venues for Rule 606(a) reporting.
POSTED Oct 28,2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday November 5 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the Rule 605 amendments.
POSTED Oct 28,2024
FIF has scheduled two calls this week for the Short Sales / Reg SHO / Short Position Reporting Working Group to continue the discussion of the implementation of Form SHO reporting. The first call will be on Monday October 21 at 10 am ET; the second call will be on Wednesday October 23 at 11 am ET. During the Monday call, the Working Group will discuss the draft Form SHO specifications published by the SEC on October 16. During the Wednesday call, a representative from ICE Data Services will discuss an ICE data product relating to Form SHO reporting.
POSTED Oct 21,2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday October 21 at 11 am ET. The Working Group will continue the discussion of the implementation of the new requirement to report non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.
POSTED Oct 21,2024
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