FIF has scheduled a call for the Rule 606 Working Group for Wednesday May 29 at 1 pm ET. The Working Group will review and discuss updated documentation and guidance from FINRA relating to FINRA Rule 6151 (centralized reporting of Rule 606(a) reports). The Working Group will also discuss a draft FIF letter to FINRA relating to the required time periods for providing data pursuant to SEC Rule 606(b)(3).
POSTED May 28,2024
FIF has scheduled a call for the OFR Repo Reporting Working Group for Thursday May 30 at 1 pm ET. The agenda for the call will be to continue the review and discussion of the documentation published by the Treasury Department’s Office of Financial Research (OFR) relating to reporting for repos that are executed bilaterally and not centrally-cleared (NCCBR repos). Time permitting, the Working Group will also review a draft letter to the OFR requesting guidance on various implementation questions and issues.
POSTED May 28,2024
FIF has scheduled the next call for the FIF Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 30 at 2 pm ET. The Working Group will continue its review and discussion of a draft FIF letter to the SEC requesting guidance on the implementation of SEC Rule 13f-2 on Short Position and Short Activity Reporting. The Working Group will also discuss issues and questions from FIF members relating to the implementation of Rule 13f-2.
POSTED May 28,2024
FIF has scheduled a call for the FIF Securities Lending Transparency Working Group for Monday June 3 at 2 pm ET. Ignacio Sandoval of the Orrick law firm will complete his review of the FINRA rule filing for the SLATE reporting system. The Working Group will also review and discuss the Participant Specification for SLATE recently published by FINRA.
POSTED May 28,2024
FIF has scheduled a call for the FIF Residential Supervisory Locations subgroup for Thursday June 6 at 11 am ET. The Working Group will discuss questions from FIF members in response to recent guidance published by FINRA and recent webinars hosted by FINRA relating to residential supervisory locations and the remote inspections pilot. If you would like to participate on this call and are not a member of the FIF Residential Supervisory Locations subgroup, please send a note to fifinfo@fif.com, and we will add you to this discussion.
POSTED May 28,2024
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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