Front Office Overview

The FIF Front Office Committee focuses on order management and trading system issues resulting from proposed/finalized rule changes (i.e. promulgated by the SEC, FINRA, SROs) and other initiatives impacting exchange traded equities, options, and OTC securities. Topics related to Reg NMS Plan requirements (i.e. CAT as well as regulatory reporting (i.e. OATS)) are frequently on the meeting agenda.

Co-Chairs

Michael Lurie, Credit Suisse
Viktor Grinberg, Citadel

Please see FIF Initiative Tracking for a full list of initiatives that this committee follows and the representative meeting agendas below. Please note current meeting materials are available to members only.

 

© 2020 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm