TRACE and RTRS One Minute Reporting

The next call for the TRACE Working Group will be on Thursday October 17 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting to TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.

POSTED Oct 14,2024

Reg NMS Amendments

FIF has scheduled a call for the Equity Market Proposals Working Group for Thursday October 24 at 11 am ET to continue the discussion of the SEC’s recent amendments to Regulation NMS.

POSTED Oct 14,2024

Rule 605 Working Group

FIF has scheduled the next call for the Rule 605 Working Group for Thursday October 24 at 2 pm. The Working Group will discuss responses from the SEC on the prior FIF letter relating to Rule 605.

POSTED Oct 14,2024

Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Wednesday October 30 at 3 pm ET. Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer will discuss key differences between digital asset and securities broker tax reporting.

POSTED Oct 14,2024

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