On August 19, FIF members and FIF participated in meetings with SEC, FINRA and Treasury Department representatives. The topics of discussion included CAT, CAIS, electronic blue sheets, large trader reporting, Rule 605, Rule 606, FINRA Rule 6470, short position reporting, short interest reporting, SLATE, TRF, extended exchange trading hours, and the extension of the TRF hours of operation.
POSTED Aug 25,2025
On August 20, FIF submitted a letter to the SEC relating to implementation of the Rule 605 amendments. FIF would like to thank the members of the Rule 605 Working Group for their contributions in the drafting of this letter.
POSTED Aug 25,2025
On August 21, FIF submitted a comment letter to the SEC on the amended rule filing by CAT LLC to remove PII from CAT. FIF would like to thank the members of the CAT CAIS and CAT Transaction Reporting Workings Groups for their contributions in the drafting of this comment letter.
POSTED Aug 25,2025
FIF has scheduled a call for the OFR Repo Reporting Working Group for Monday August 25 at 11 am ET. The Working Group will discuss new FAQs and FAQ updates published by the Treasury Department’s Office of Financial Research.
POSTED Aug 25,2025
The next call for the 24x7 Trading Working Group will be on Monday August 25 at 2 pm ET. The Working Group will discuss a revised draft FIF letter to the SEC relating to the planned expansion of exchange trading hours for US equities.
POSTED Aug 25,2025
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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