FIF - Financial Information Forum

Additional CAT Transaction Reporting Call for this Week

FIF has scheduled an additional call for the CAT Transaction Reporting Working for this week. The call will be on Monday May 6 at 12 pm ET. During this call, the Working Group will review a revised draft FIF comment letter on the proposed Cost Savings Amendment filed by the CAT Plan Participants with the SEC on March 27, 2024. This call will be in addition to the regularly-scheduled CAT Transaction Reporting Working Group call on Wednesday May 8 at 2 pm ET.

POSTED May 06,2024

ATS Working Group

FIF has scheduled a call for the ATS Working Group for Tuesday May 7 at 11 am ET. The agenda for the call will be to review questions from an FIF member relating to Form ATS-R. This will be a half-hour call.

POSTED May 06,2024

FINRA Trade Reporting Notice on Fractional Share Transactions

FIF has scheduled a call for Tuesday May 7 at 1 pm ET to review a draft FIF letter to FINRA in response to the March 22 FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF has invited the members of the Data and Technology Committee and the TRF/ORF Working Group to participate on this call.

POSTED May 06,2024

Rule 605 Working Group

FIF has scheduled the next call for the Rule 605 Working Group for Tuesday May 7 at 3 pm ET. The Working Group will continue its review and discussion of the changes to Rule 605 that the SEC adopted on March 6. The Working Group will review and discuss a draft FIF comment letter to the SEC relating to implementation of the changes to Rule 605.

POSTED May 06,2024

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