Reg NMS Amendments

FIF has scheduled a call for Tuesday October 1 at 3 pm ET to review the Reg NMS amendments recently adopted by the SEC. FIF has invited the members of the Data and Technology and Front Office Committees and the SEC Equity Market Proposals Working Group to participate on this call.

POSTED Sep 30,2024

Short Position Reporting

FIF has scheduled a call for the Short Sales / Reg SHO / Short Position Reporting Working Group for Wednesday October 2 at 10 am ET. The Working Group will continue its discussion of the implementation of Form SHO reporting, including feedback from a discussion with the SEC.

POSTED Sep 30,2024

TRACE and RTRS One Minute Reporting

FIF has scheduled a call for the TRACE Working Group for Wednesday October 2 at 3 pm ET. The Working Group will discuss the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting for TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.

POSTED Sep 30,2024

Rule 606 Working Group

FIF has scheduled a call for the Rule 606 Working Group for Monday October 7 at 1 pm ET. The Working Group will discuss feedback from the SEC relating to Rule 606(a) reporting of the percentage of orders routed to different venues.

POSTED Sep 30,2024

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