FIF - Financial Information Forum

Front Office Committee

The Front Office Committee will have its next call on Tuesday September 24 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

POSTED Sep 23,2024

Tax Information Reporting Working Group

FIF has scheduled the next call for the Tax Information Reporting Working Group for Tuesday September 24 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will discuss the new draft Form 1099-DA for digital assets.

POSTED Sep 23,2024

FINRA Technology Certification

An FIF member would like to discuss whether FINRA could develop a technology-focused examination for technology professionals who require the Operations Professional registration as an alternative to the current Series 99 examination, which is operations focused. FIF created a sub-group for this topic and hosted a call in August. FIF has scheduled the next call for this sub-group for Thursday September 26 at 1 pm ET. If you are interested in participating in this discussion and are not a member of this sub-group, please contact fifinfo@fif.com, and we will add you to this sub-group.

POSTED Sep 23,2024

TRACE and RTRS One Minute Reporting

FIF has scheduled a call for the TRACE Working Group for Thursday September 26 at 3 pm ET. The Working Group will discuss the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting for TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.

POSTED Sep 23,2024

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Financial Information Forum

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fifinfo@fif.com
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Who We Are

The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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