The CAT Monthly Update Working Group call for February will be on Thursday February 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.
POSTED Feb 03,2025
On January 24, FIF submitted a letter to the SEC requesting that managers be permitted to offset long positions for Form SHO reporting. FIF would like to thank the members of the Short Sales / Reg SHO / Short Reporting Working Group for their contributions in the drafting of this letter.
POSTED Jan 27,2025
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday January 27 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.
POSTED Jan 27,2025
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 28 at 10 am ET. The Working Group will continue its discussion of the implementation of short position reporting, including a draft list of FAQs to present to the SEC.
POSTED Jan 27,2025
The Front Office Committee will have its next call on Tuesday January 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. Representatives from Blue Ocean Technologies will discuss Blue Ocean ATS and recent and upcoming developments relating to extended-hours trading.
POSTED Jan 27,2025
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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