FIF - Financial Information Forum

Digital Asset Securities Working Group

The next call for the Digital Asset Securities Working Group will be on Tuesday February 3 at 2 pm ET.  James Dowd, the CEO of North Capital, will discuss the recent collaboration between North Capital and tZero to integrate their respective ATSs. Shawn Sloves, the CEO of Fundamental Interactions, will discuss the proposed Digital Asset Market Clarity Act. Time permitting, the Working Group will also discuss the SEC’s recent FAQs relating to ATSs trading crypto asset securities, the recent Statement of the SEC’s Division of Trading and Markets on the Custody of Crypto Asset Securities by Broker-Dealers, and the recent Statement of the SEC’s Divisions of Corporation Finance, Investment Management and Trading and Markets on Tokenized Securities. If you would like to participate in this discussion and are not a member of this Working Group, please update your FIF profile or send a note to fifinfo@fif.com.

POSTED Feb 02,2026

SIP Odd Lots

FIF has scheduled a call for the Data and Technology Committee for Wednesday February 4 at 11 am ET to discuss the upcoming dissemination of odd lot quotes by the SIPs, which is scheduled for production on May 1. 

POSTED Feb 02,2026

24x7 Trading Working Group

The 24x7 Trading Working Group will have its next call on Thursday February 5 at 11 am ET. The Working Group will discuss a draft list of issues raised by FIF members relating to the planned expansion of exchange trading hours.

POSTED Feb 02,2026

CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for February will be on Thursday February 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues relating to CAT reporting.

POSTED Feb 02,2026

Rule 605 Working Group

The Rule 605 Working Group will have its next call on Tuesday February 10 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics.

POSTED Feb 02,2026

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