FIF Back Office Committee

The Back Office Committee will have its next call on Tuesday June 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month. The spotlight presenter will be Robert Cavallo from DTCC, who will provide an update on the roll-out of T+1.

POSTED Jun 17,2024

CAT CAIS and CAT Transaction Reporting Working Groups

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Tuesday June 18 at 1 pm ET to review and discuss a draft exemptive request to the SEC relating to linkage of representative orders and quotes to customer orders and linkage of order fulfillments to representative and principal orders and quotes. FIF has cancelled the regularly scheduled Wednesday CAT Transaction Reporting and CAT CAIS Working Group calls for this week because of the Juneteenth holiday.

POSTED Jun 17,2024

Digital Assets Working Group

FIF has scheduled a call for the Digital Assets Working Group for Tuesday June 18 at 2 pm ET. Shawn Sloves of Fundamental Interactions will discuss SEC requirements relating to the trading and settlement of digital assets and practices by market participants to adapt to these requirements.

POSTED Jun 17,2024

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