FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday November 13 at 2 pm ET. FIF has not scheduled a CAIS Working Group call for this week. The next CAIS Working Group call will be on Wednesday November 20 at 11 am ET.
POSTED Nov 11,2024
FIF has scheduled a call for the Section 31 subgroup for Thursday November 14 at 1 pm ET. The subgroup will continue the discussion of a recent pilot by FINRA to provide trade-level details to support reconciliation of Section 31 fees. If you would like to participate on this call and are not a member of this subgroup, please send a note to fifinfo@fif.comfifinfo@fif.com, and we will include you in this discussion.
POSTED Nov 11,2024
FIF has scheduled the next call for the Rule 605 Working Group for Thursday November 14 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the SEC’s Rule 605 amendments.
POSTED Nov 11,2024
The next call for the Rule 606 Working Group will be on Monday November 18 at 1 pm ET. The Working Group will review a revised draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentage of orders routed to different venues for Rule 606(a) reporting.
POSTED Nov 11,2024
FIF is excited to announce our 2024 Year-End Holiday Event, hosted by Société Générale on December 3rd from 3:00 pm to 7:30 pm ET. Join us for insightful discussions on Regulatory Implementation Challenges, Retail Trading, Expanded Trading Hours, and FIF working group/comment letter updates. The event will take place at the offices of Société Générale at 245 Park Avenue, New York, NY. Registration and networking begins at 3 pm ET. The panel discussions will be from 4-6 pm ET, with refreshments and networking afterwards from 6-7:30 pm ET. FIF would like to thank Société Générale for hosting this event and n-Tier fs for sponsoring. FIF Members may register for free here. Non-members who are interested may apply by contacting the program office at fifinfo@fif.com.
POSTED Nov 04,2024
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