The Back Office Committee will have its next call on Tuesday September 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month. The spotlight presenter will be Sheila Zak of the Options Clearing Corporation, who will discuss Ovation Updates and Upcoming Testing.
POSTED Sep 14,2026
FIF has scheduled the next call for the Equity Market Regulations Working Group for Tuesday September 15 at 1 pm ET. The Working Group will discuss a revised draft FIF comment letter in response to FINRA Regulatory Notice 26-15 on modernizing FINRA’s best execution guidance.
POSTED Sep 14,2026
The TRACE Working Group will have its next call on Tuesday September 15 at 3 pm ET. The Working Group will discuss FINRA Regulatory Notice 26-16 on expansion of the TRACE Affiliate – Principal Transaction Indicator.
POSTED Sep 14,2026
The next call for the Rule 605 Working Group will be on Wednesday September 16 at 11 am ET. The Working Group will continue its discussion of issues and questions from FIF members relating to the recently-implemented amendments to Rule 605.
POSTED Sep 14,2026
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday September 16 at 2 pm ET. The Working Groups will discuss a draft FIF letter to the regulators relating to the validation of CAT symbols for expanded exchange trading hours, representative order linkage, timestamp granularity and clock synchronization.
POSTED Sep 14,2026
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