FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday July 23 at 10 am ET. Shawn Sloves of Fundamental Interactions will discuss current challenges for short sales for digital assets and potential approaches for addressing these challenges.
POSTED Jul 22,2024
The Back Office Committee will have its next call on Tuesday July 23 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
POSTED Jul 22,2024
FIF has scheduled two calls this week for the Short Sales / Reg SHO / Short Reporting Working Group. The first call will be on Tuesday July 23 at 2 pm ET; the second call will be on Thursday July 25 at 2 pm. During the first call, a representative from Bloomberg will review a product being developed by Bloomberg to assist firms in identifying Threshold A and B securities and registration status pursuant to Section 12(b), 12(g) and 15(d) of the Exchange Act. During both calls, the Working Group will review a draft follow-up FIF letter to the SEC relating to the implementation of short position reporting.
POSTED Jul 22,2024
The CAT CAIS call for this week will be on Wednesday July 24 at 11 am ET. The CAT Transaction Reporting Working Group call for this week will be on Wednesday July 24 at 2 pm ET.
POSTED Jul 22,2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Thursday July 25 at 11 am ET. The Working Group will continue its review of a draft FIF comment letter in response to the FINRA rule filing to adopt rules for the new Securities Lending and Transparency Engine (SLATE) system. The draft comment letter also comments on the SLATE Participant Specification published by FINRA.
POSTED Jul 22,2024
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