Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Wednesday January 14 at 3 pm ET. Representatives from Wolters Kluwer will discuss IRS FAQs about digital asset broker reporting.

POSTED Jan 12,2026

FINRA Rule Filing to Replace Day Trading Margin Rules

FIF has scheduled a joint call for the Short Sales / Reg SHO / Short Reporting Working Group and the Compliance and Surveillance Working Group for Thursday January 15 at 2 pm ET. The Working Groups will discuss the recent rule filing by FINRA to replace the current day trading margin provisions with intraday margin standards.

POSTED Jan 12,2026

FIF Webinar on Trading Risk Controls and Reg SCI

FIF is hosting a webinar for the Compliance and Surveillance Working Group on Trading Risk Controls and Reg SCI. The webinar will be on Tuesday January 20 at 3 pm ET. The moderator will be Erin Clemens of StoneX. The panelists will be Chris Boldt of Interactive Brokers, Doug Craig of Fidessa, Jim Dolan of LeveL Markets, and Charles Sommers of the Sidley Austin law firm. If you would like to submit any questions or topics for the webinar, please send them to fifinfo@fif.com

POSTED Jan 12,2026

SIP Fractional Shares and Vendor Display Rule

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the TRF / ORF Working Group for Monday January 5 at 1 pm ET. The Working Groups will discuss whether the SIP dissemination of fractional share execution quantities (to be implemented on February 23, 2026) will impact broker-dealer obligations under the vendor display rule. If you would like to participate on this call and are not a member of either Working Group, please send a note to fifinfo@fif.com.

POSTED Jan 05,2026

Rule 605 Working Group

The Rule 605 Working Group will have its next call on Tuesday January 6 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics. 

POSTED Jan 05,2026

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