CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for December will be on Thursday December 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

POSTED Dec 02,2024

Back Office Committee

The Back Office Committee will have its next call on Tuesday December 10 at 10 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

POSTED Dec 02,2024

Tax Information Reporting Working Group

FIF has scheduled the next call for the Tax Information Reporting Working Group for Wednesday December 11 at 3 pm ET. Representatives from Wolters Kluwer will discuss special broker reporting considerations for dual classification assets and tokenized securities. 

POSTED Dec 02,2024

Digital Asset Securities Working Group

The next call for the Digital Asset Securities Working Group will be on Thursday December 12 at 11 am ET. The Working Group will review a draft FIF letter to the SEC on custody by special purpose broker-dealers.

POSTED Dec 02,2024

Emerging Technologies Working Group

The Emerging Technologies Working Group will have its next call on Thursday December 12 at 4 pm ET. The spotlight presenter will be Bill Genovese of Kyndryl, who will discuss Quantum Computing in Capital Markets.

POSTED Dec 02,2024

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