FIF will host a webinar on trade surveillance on Tuesday July 30 at 3 pm ET. Holly Dito of Pershing will moderate the panel. The panelists will be Steve Bonanno of BXS, Ted Karn of The Karn Group, Chris Montagnino of Jordan & Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance and Surveillance Working Group to the webinar. FIF will provide additional detail about the webinar content prior to the event.
POSTED Jul 15,2024
FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday August 1 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will review and discuss the final IRS digital asset broker reporting regulations.
POSTED Jul 15,2024
On July 2, FIF submitted an exemption request letter to the SEC relating to CAT representative order linkage. The letter requests an exemption from the requirements that an industry member report linkage between (A) (i) a representative order or IDQS quote and (ii) a customer order, and (B) (i) an order fulfillment for a customer and (ii) a representative or principal order or IDQS quote, for specified scenarios. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their contributions in the drafting of this exemption request letter.
POSTED Jul 08,2024
FIF has scheduled a call for the Securities Lending Transparency Working Group for Monday July 8 at 2 pm ET. The Working Group will continue its review and discussion of the SLATE Participant Specification published by FINRA.
POSTED Jul 08,2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday July 9 at 11 am ET. The Working Group will review and discuss a draft supplemental letter to the Treasury Department’s Office of Financial Research relating to implementation of the new requirement to report non-centrally cleared bilateral repos. The Working Group will also review and discuss a draft matrix with cross-border reporting scenarios.
POSTED Jul 08,2024
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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