FIF - Financial Information Forum

Back Office Committee

The Back Office Committee will have its next call on Tuesday September 17 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

POSTED Sep 16,2024

SEC Open Meeting on Amendments to Reg NMS

The SEC has scheduled an open meeting for Wednesday September 18 at 10 am ET to consider the adoption of amendments to Reg NMS to amend the minimum pricing increments for the quoting of certain NMS stocks, reduce the access fee caps, and enhance the transparency of better priced orders. You can access the open meeting on Wednesday morning from the SEC home page at www.sec.gov.

POSTED Sep 16,2024

Cybersecurity Working Group

The next call for the Cybersecurity Working Group will be on Thursday September 19 at 3 pm ET. Matt Weinberg of the Cybersecurity and Infrastructure Agency (CISA) will provide an update on current threats to the financial industry. CISA is an agency of the US Department of Homeland Security. The Working Group will also review recent FINRA, NSA and FBI updates relating to cybersecurity.

POSTED Sep 16,2024

Financial Data Transparency Act Working Group

FIF has scheduled the next call for the Financial Data Transparency Act Working Group for Monday September 23 at 2 pm ET. The Working Group will continue its discussion of the Notice of Proposed Rulemaking published by the SEC and other financial regulators.

POSTED Sep 16,2024

Contact

Financial Information Forum

212-422-8568
fifinfo@fif.com
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Who We Are

The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

What We Do

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

Working Groups

FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.

Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.

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