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Broker Name Business Line [IMID] CAT Contact - Name Email Phone # CRD #
CREDIT SUISSE SECURITIES (USA) LLC Amanda Kurland amanda.kurland@credit-suisse.com 9199945685 816
Crescent Securities Group, Inc.
Crestone Securities LLC
CRI Securities LLC
Critical Trading, LLC
Crown Capital Securities, L.P.
CTC, LLC
CUNA Brokerage Services, Inc. (CBSI)
Curran Advisory Services
CUSO FINANCIAL SERVICES, LP
Cuttone & Co., LLC
D.A. Davidson & Co. DADA DADA Trade Reporting DADATradeReporting@dadco.com 402-392-7917 0199
Daiwa Capital Markets America, Inc. Ed Lippman Edward.Lippman@us.daiwacm.com 212 612 6418 1576
Daiwa Capital Markets America, Inc. Martin Price martin.price@us.daiwacm.com 212 612 6182 1576
Daiwa Capital Markets America, Inc. David McLaughlin david.mclaughlin@us.daiwacm.com 212 612 6414 1576
Dart, Papesh & Company, Inc.
DASH Financial Technologies DFIN Savyona Abel DFT_CAT@iongroup.com 917-330-3389 104031
Davenport & Co DAVA Don Warren dwarren@investdavenport.com 804-915-2891 1588
Dawson James Securities. Inc
DBOT ATS, LLC

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