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FIF 2010 Year End Event: Implementing Risk Controls

FIF 2010 Year End Event: Implementing Risk Controls
Tuesday, December 14, 2010
Hosted by: NYSE Euronext
4 Times Square, New York, NY 10036


We would like to thank NASDAQ OMX for sponsoring our 2010 Year End Event on Tuesday, December 14. The market events of 2010 have resulted in heightened scrutiny of risk management and compliance technology. With new regulations changing the way firms trade, we will focus on risk-related topics that are likely to keep us busy in 2011. Topics include:

  • SEC Market Access Rule and its implications on broker-dealers, ATSs and exchanges
  • Risk controls across trading centers and trading strategies
  • Dodd-Frank impact on risk controls


  • Welcome - Randall Hopkins, Senior Vice President, NASDAQ OMX Global Data Products
  • FIF 2010 Update - Arsalan Shahid, Program Director, Financial Information Forum
  • Panel Discussion moderated by Tom Jordan, FIF Advisory Committee Chair, President, Jordan & Jordan
    • Donald Bollerman, Managing Director, NASDAQ OMX Transaction Services
    • Doug Kittelsen, Chief Executive Officer, FTEN
    • Neal Goldstein, Managing Director and US Head of Electronic Product Development, Nomura Securities International
  • Meeting Conclusion / Adjournment - Leo McBlain, Chairman, Financial Information Forum

Event Details:

  • Event Date:Tuesday, December 14, 2010
    • 4:00 - 4:30 PM ET: Registration (Please allow at least 20 minutes to get through security)
    • 4:30 - 6:00 PM ET: Meeting
    • 6:00 - 8:00 PM ET: Networking Reception
  • Location: NASDAQ OMX, 4 Times Square, New York, NY 10036
  • Call-in: Not available. This event is in-person only
  • Fee:
    • FIF Members / FIF Guest: FREE
    • Non FIF Members: $200(Note: This event is not open to members of the media or consulting firms)


Event Date Tuesday, Dec 14, 2010 4:00 pm
We are no longer accepting registration for this event

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