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FIF 2014 Regulatory Reporting Event Sponsored by Broadridge

FIF Regulatory Reporting Event - Sponsored by Broadridge

We are pleased to announce the full agenda for the FIF Regulatory Reporting Event on Thursday, October 23rd, 2014. Join us for a discussion of current and expected regulatory reporting initiatives and their impact on the industry. We would like to thank Broadridge for sponsoring this event. Registration closes Monday, October 20th.

Event Details 

Date Thursday, October 23, 2014

4:15 - 4:30 PM ET: Registration

4:30 - 6:00 PM ET: Meeting

6:00 - 8:00 PM ET: Networking and Cocktail Reception


Welcome: Susan Certoma, President, Wealth and Markets, Broadridge


Keynote Address: Tom Gallagher, Chairman and CEO, MIAX and Miami International Holdings, Inc.


FIF Update: Manisha Kimmel, Managing Director, Financial Information Forum


Panel Discussion Moderated by Tom JordanFIF Advisory Committee Chair; President, Jordan & Jordan


Gary Johnson, Global Chief Compliance Officer, Pershing LLC


Brian Peller, Chief Operating Officer - Market Making, KCG


John Tarleton, Chief Compliance Officer, LavaFlow, a Citigroup Company


Meeting Conclusion/Adjournment: Leo McBlain, Chairman, Financial Information Forum

Dial-in Not available. This event is in-person only.

Event Fees

FIF Members / FIF Guest: FREE  Send Email or Register Below
  Non FIF Members: $200 Online Registration Only

Broadridge, 2 Journal Square Plaza, Jersey City, NJ 07306

Broadridge is located across the street from the Journal Square PATH station

Sponsor  Broadridge






Event Date Thursday, Oct 23, 2014 4:15 pm
Cut off date Tuesday, Oct 21, 2014
Location Broadridge
We are no longer accepting registration for this event

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm