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FIF Quarterly Event Sponsored by OTC Markets

FIF Quarterly Event - SEC Rule 606 - Kindly Sponsored by OTC Markets

FIF will be holding a Quarterly Event on Thursday, June 27, 2019 at OTC Markets (300 Vesey Street, 12th Floor, New York, NY).  Please join FIF and our panel of industry experts as we discuss the current status and implementation challenges of SEC Rule 606.  Panelists will provide insight and best-practice recommendations on strategies that your firm should consider during the implementation phase of the Amended Rule. Please register below.

Event Details 

Date   Thursday, June 27, 2019  

4:15 - 5:00 PM: Registration

5:00 - 5:10 PM: Opening Remarks - Cromwell Coulson, President & CEO, OTC Markets

5:10 - 5:15 PM: FIF Update - Christopher Bok, Director, FIF

5:15 - 6:15 PM: Panel Discussion: SEC Rule 606

6:15 - 8:00 PM: Refreshments and Networking

    Panel Discussion - Moderated by Tom Jordan, FIF Advisory Chair  
    Gregg Berman, Director, Market Analytics and Regulatory Structure, Citadel  
    Danielle Bartolomei, Americas Head of Compliance, Virtu  
    John Sheehy, Director, Compliance, Fidelity  
    Networking Session and Refreshments to follow  
Dial-in   Not available. This event is in-person only.  

Event Fees


FIF Members: FREE    *Due to limited space, registrants per firm may be limited*

Non-FIF Members: By Invite Only

Register   Register Below or Email  

OTC Markets, 300 Vesey Street, 12th Floor, New York, NY

Sponsor    PpHYzvsV_400x400.jpg  

Event Date Thursday, Jun 27, 2019 4:15 pm
Cut off date Tuesday, Jun 25, 2019
Please login to register for this event

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