On May 6, a FIF sub-group participated on a call with FINRA CAT to discuss requested relief for industry members from reporting Quote events that are separately reported by an IDQS. The sub-group also requested interpretive guidance relating to the reporting of the unsolicited indicator for Quote events and the reporting of the unpriced side of a Quote. If you are interested in participating in this discussion, please send a note to fifinfo@fif.com, and we will include you in the sub-group.
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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