FIF - Financial Information Forum

CAT CAIS and CAT Transaction Reporting Working Groups

FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group. The call will be on Tuesday June 11 at 1 pm ET and will focus on reviewing and discussing a draft FIF exemptive request to the SEC relating to linkage of representative to customer orders and linkage of order fulfillments to representative and principal orders. This call will be in addition to the regularly-scheduled weekly call for the CAT Transaction Reporting Working Group, which will be on Wednesday June 12 at 2 pm ET. The next call for the CAT CAIS Working Group will be on Wednesday June 12 at 11 am ET. 

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Financial Information Forum

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology.

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FIF forms topic-oriented working groups to address implementation issues associated with new initiatives.
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