CAT CAIS calls with the SEC, SROs and FINRA CAT

On March 23, FIF CAT CAIS Working Group members participated on a call with the SEC, the SROs and FINRA CAT to discuss the survey questions from the regulators relating to Authorized Traders. On March 25, FIF CAT CAIS Working Group members participated on a call with the SEC, the SROs and FINRA CAT to discuss enhancement of the feedback process for CAT CAIS reporting to provide additional transparency to industry members.

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