CAT Clock Synch Survey

FINRA CAT is in the process of soliciting industry member feedback on behalf of its CCO in support of the Plan Processor’s required annual review of the CAT clock synch and time increment reporting requirements. FIF has prepared a survey for members to complete. FIF requests that members please return completed responses to FIFInfo@FIF.com by Friday October 2. All responses to FINRA CAT will be anonymized.

© 2020 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm