FIF - Financial Information Forum

CAT Transaction Reporting and CAT CAIS Working Groups

FIF has scheduled two CAT Working Group calls for this week. The first call will be a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups on Monday February 10 at 2 pm ET. During this call, the Working Groups will discuss a draft FIF letter in response to the recent blog by Robert Cook, the President and CEO of FINRA, titled “CAT Should Be Modified to Cease Collecting Personal Information on Retail Investors.” The second call be for the CAT Transaction Reporting Working Group and is scheduled for Wednesday February 12 at 2 pm ET. The Wednesday call will focus on the BFMM Flag, representative order linkage, CAT costs and other CAT Transaction Reporting issues. 

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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