FIF Compliance and Surveillance Working Group

The FIF Compliance Working Group has been renamed as the FIF Compliance and Surveillance Working Group. As this name change indicates, this Working Group will focus on compliance and surveillance topics. Erin Clemens of StoneX and Holly Dito of Pershing will serve as the Co-Chairs for this Working Group.   

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Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm