FIF Met with SEC to discuss SEC Rule 606 Challenges

FIF met with the SEC Division of Trading and Markets Staff on Rule 606 on Thursday, April 11th.  FIF discussed several remaining challenges with respect to the implementatation of Rule 606.  If you would like more detail on the content of FIF's meeting with the Commission, please send an email to fifinfo@fif.com 

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm