On Tuesday, October 30th, a contingent of FIF members representing retail broker-dealers, whole market makers, and an analytics provider along with FIF staff met with the SEC Division or Trading and Markets and Staff to Chair Clayton and Commissioner Peirce to discuss SEC Rule 605 modernization recommendations. FIF will review the content of the meetings and propose next steps during the FIF Rule 605 subgroup meeting on Monday, November 5th @ 1:00 pm.
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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You are specifically restricted from all of the following
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