FIF Responds to FINRA's Engagement Initiative

FIF submitted a comment letter on June 19, 2017 in response to FINRA's Special Notice on potential enhancements to their engagement programs.  To review FIF's letter, please click the link here.

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm