FIF Rule 605 Working Group

During October 2018, FIF Members presented recommendations to the SEC staff for the modernization of Rule 605. These recommendations, which were developed through the FIF Rule 605 Working Group, were focused on updating Rule 605 to reflect market changes since the adoption of Rule 605 in 2000.  At the request of FIF Members, on February 25 FIF held a meeting for the FIF Rule 605 Working Group to discuss reviewing and updating these recommendations. The Working Group reviewed the proposals from October 2018 and agreed to proceed with updating the recommendations to present to the SEC during 2021. The next Working Group meeting is scheduled for Thursday March 18 at 11 am (ET). If you are not a member of the Rule 605 Working Group and would like to join, update your working group subscriptions in your profile here: If you're having trouble, or forgot your password, email for assistance.

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