FIF Webinar: SEC Market Access Rule

Please join us for our next FIF webinar which is the  “SEC Market Access Rule” that will take place on July 8th at 4pm ET. This webinar will focus on the rule's practical aspects, setting credit limits, the handling of market orders, the process for overriding limits, challenges of meme stocks, the annual CEO certification, enforcement trends, and more. The panel includes Jim Dolan of Luminex, Lillian Tan of Cantor Fitzgerald, Wayne Aaron of Vedder Price and will be moderated by Tom Jordan, FIF Advisory Chair. After registering, you will be prompted to follow a link to Zoom, in order to add the Webinar to your calendar. Please email the Program Office at fifinfo@fif.com if your firm blocks Zoom or if you have any questions. FIF Members may register here.

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  1. Stay informed on Current Regulatory and Market Initiatives
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