FINRA Regulatory Notice on Short Interest Reporting

The next meeting of the FIF Reg SHO Working Group will be Tuesday July 20 at 2 pm (ET). The Working Group will continue its review of FINRA Regulatory Notice 21-19, “Short Interest Position Reporting Enhancements and Other Changes Related to Short Sale Reporting”. The Working Group also will review the first draft of an FIF comment letter on the Regulatory Notice. All members of the FIF Reg SHO Working Group are included on the invite. To join the Reg SHO Working Group, update your profile, or contact fifinfo@fif.com  for assistance.

© 2024 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm