On January 14, FIF submitted a proposal to FINRA CAT relating to the reporting of allocation cancel events. The proposal was based on input from FIF Members. On January 15, FIF submitted responses from FIF Members relating to the order receipt and acceptance process. Later today, FIF will be submitting responses to FINRA CAT relating to the reporting of account and customer types to the CAT CAIS system.
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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