Revised Schedule for FIF CAT Calls for this Week

FIF will host two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Tuesday September 19 at 2 pm ET. During this call, FIF members will discuss the SEC’s September 6 Order approving the Executed Share Model for CAT funding, including current status and next steps. FIF members also will discuss a draft presentation to FINRA requesting that FINRA provide additional data to facilitate reconciliation of Section 31 fees. The second call will be on Wednesday September 20 at 2 pm ET. During this call, the Working Group will discuss issues and questions from FIF members, a recent note from FINRA CAT relating to clock synchronization, recent updates to the CAT FAQs, and draft FIF member comments and questions for FINRA CAT.

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