Section 31 Reconciliation Process

FIF has scheduled a call for the CAT Transaction Reporting Working Group for Tuesday October 24 at 10 am to discuss a draft FIF presentation to FINRA requesting that FINRA provide additional data to industry members to assist industry members in reconciling Section 31 fees. This presentation was prepared based on discussions with an FIF sub-group focused on Section 31. FIF is providing an opportunity for members of the FIF CAT Transaction Reporting Working to provide any input on the draft presentation.

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